Capital markets have endured a slew of rogues and scandals over the past few years. Unprepared investment dealers can suffer tremendous damage from financial crime and even face extinction if they do not have defences in place.
To protect themselves, investment dealers around the world must manage the increased risk of securities fraud and adhere to AML and ATF compliance.
Given recent actions by banking regulators and the judiciary, anti-corruption defences now receive increased scrutiny.
The FIU CONNECT (Capital Markets) program provides in-depth training to investment dealer staff on recognising and defending against financial crime vulnerabilities. By placing critical information into the hands of the front- and back-office, a capital markets business can bolster its defences against money laundering, terrorist financing, financial fraud and corruption.
Seminars for this program are lead by professional instructors who have extensive capital markets experience.
The FIU CONNECT (Capital Markets) program can be implemented with the following components:
- Digital textbook
- Computer-based training (customisable and SCORM-compliant)
- Multiple languages